Panelists include in-house lawyers from banks and regulators
The Canadian Securities Administrators has announced that it will host a virtual roundtable on the proposed derivatives business conduct rule – the CSA's next step towards modernizing the regulatory framework for the over-the-counter (OTC) derivatives market in Canada.
Scheduled for September 28, the roundtable will include expert panels exploring a number of regulatory, implementation and compliance issues related to the CSA's plan to adopt a final rule in the upcoming year. The CSA will also provide a status update on other OTC derivatives rules.
The roundtable panelists are:
The panels will be moderated by Kevin Fine, director, derivatives at the Ontario Securities Commission, and Dominique Martin, director, oversight of trading activities at Autorité des marchés financiers. Attendees will have an opportunity to direct questions to the panels.